Regulatory Compliance
Investor Protection, Disclosures & Regulatory Governance
Niveau Financial Services operates in strict adherence to SEBI (Mutual Funds) Regulations, AMFI Code of Conduct, and statutory standards. We provide transparent access to our certifications, commission schedules, policies, and grievance resolution pathways.
Registered Details
Entity profile, PAN, GSTIN, registered office, branch address & compliance contacts.
Regulatory Registrations
AMFI Mutual Fund registration number (ARN-69443), validity & intermediary details.
Statutory Disclaimer
Standard SEBI / AMFI market risk disclosures, distributor status, and investment risks.
Commission Disclosure
Trail commission ranges across fund categories and empanelled AMCs per SEBI circulars.
Investor Grievance Redressal
Multi-level escalation matrix, Grievance Officer details, and SEBI SCORES / SMART ODR links.
Investor Charter
Rights, responsibilities, code of conduct, and do’s & don’ts for mutual fund investors.
Rights & Obligations
Statutory rights and obligations of investors and the mutual fund distributor.
Fund Selection Policy
Objective criteria, due diligence, and risk evaluation framework for scheme recommendations.
AMFI Code of Conduct
Professional ethical guidelines and regulatory standards prescribed by AMFI for MFDs.
Our Empanelments
Complete list of mutual fund AMCs and financial institutions empanelled with Niveau.
Important Regulatory Links
Direct portals for SEBI SCORES 2.0, SMART ODR, AMFI India, MF Central & RTAs.
SID / SAI / KIM Documents
Direct access to Scheme Information, Statement of Additional Info & Key Memorandums.
PMS Disclosure
Portfolio Management Services distributor disclosures, risks, and client eligibility.
SIF Disclosure
Specialised Investment Funds disclosures, SEBI regulatory framework & risk factors.
AIF Disclosure
Alternative Investment Funds distribution disclosures, minimums, and investor suitability.
Privacy Policy
Data privacy practices, information collection, encryption standards, and user rights.
Terms & Conditions
Terms of website use, intellectual property, limitation of liability, and jurisdiction.
Statutory Dispute Resolution & Escalation
Direct access to SEBI, SMART ODR, and our designated Principal Officer for prompt grievance redressal.